-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVUXn2iT1eDDUuXPbs+7GJCglDpmoeolW89TCrv5Kj2f2GHaTJNXzW4upr7DteZL ES5bIqRwpSQeOuRDS+hqcQ== 0001108890-02-000043.txt : 20020414 0001108890-02-000043.hdr.sgml : 20020414 ACCESSION NUMBER: 0001108890-02-000043 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: JAMES J. ROBERTS TRUST 01-23-91 GROUP MEMBERS: JAMES J. ROBERTS TRUST 12-14-94 GROUP MEMBERS: JAMES J. ROBERTS, JR GROUP MEMBERS: JOHN R. BLOUIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WELLS GARDNER ELECTRONICS CORP CENTRAL INDEX KEY: 0000105608 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER TERMINALS [3575] IRS NUMBER: 361944630 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11791 FILM NUMBER: 02549244 BUSINESS ADDRESS: STREET 1: 9500 WEST 55TH STREET, SUITE A CITY: MCCOOK STATE: IL ZIP: 60525-3605 BUSINESS PHONE: 708-290-2100 MAIL ADDRESS: STREET 1: 9500 WEST 55TH STREET, SUITE A CITY: MCCOOK STATE: IL ZIP: 60525-3605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROBERTS JAMES J JR CENTRAL INDEX KEY: 0001099145 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1619 COLONIAL PARKWAY CITY: INVERNESS STATE: IL ZIP: 60067 BUSINESS PHONE: 8479348000 MAIL ADDRESS: STREET 1: 1619 COLONIAL PARKWAY CITY: INVERNESS STATE: IL ZIP: 60067 SC 13D/A 1 wellsgardner13da021302.txt DATED 02-13-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wells-Gardner Electronics Corporation -------------- (Name of Issuer) Common Stock, par value $1.00 per share ---------------------------- (Title of Class of Securities) 949765101 ------------ (CUSIP Number) Austin L. Hirsch Sachnoff & Weaver, Ltd., 30 South Wacker Drive, Suite 2900, Chicago, IL 60606 Phone Number (312) 207-6467 --------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 28, 2002 ----------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d- 7(b)for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page not shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D/A - ------------------------- -------------------------- CUSIP No. 949765101 Page 2 of 7 Pages - ------------------------- -------------------------- - ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: James J. Roberts, Jr I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------- SHARES 8 SHARED VOTING POWER 653,046 BENEFICIALLY OWNED BY EACH ------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER 651,580 PERSON WITH ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 651,580 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.5% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------- - ------------------------- -------------------------- CUSIP No. 949765101 Page 3 of 7 Pages - ------------------------- -------------------------- - ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: James J. Roberts Trust UA Dated 01-23-91, James J. Roberts, Jr Trustee I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - ------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------- SHARES 8 SHARED VOTING POWER 553,636 BENEFICIALLY OWNED BY EACH ------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER 0 PERSON WITH ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 553,636 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 553,636 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.6% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------- - ------------------------- -------------------------- CUSIP No. 949765101 Page 4 of 7 Pages - ------------------------- -------------------------- - ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: James J. Roberts Trust UA Dated 12-14-94, James J. Roberts, Jr Trustee I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - ------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------- SHARES 8 SHARED VOTING POWER 97,944 BENEFICIALLY OWNED BY EACH ------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER 0 PERSON WITH ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 97,944 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 97,944 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.9% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------- - ------------------------- -------------------------- CUSIP No. 949765101 Page 5 of 7 Pages - ------------------------- -------------------------- - ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: John R. Blouin I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ------------------------------------------------- SHARES 8 SHARED VOTING POWER 653,046 BENEFICIALLY OWNED BY EACH ------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER 1,466 PERSON WITH ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 653,046 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.5% - ------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------- - ------------------------- -------------------------- CUSIP No. 949765101 Page 6 of 7 Pages - ------------------------- -------------------------- The undersigned hereby amend their Schedule 13D initially filed November 18, 1999 and as amended on February 14, 2001 (the "Schedule 13D") relating to the common stock of Wells-Gardner Electronics Corporation (the "Common Stock"). Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meaning as set forth in the Schedule 13D. The purpose of this Amendment No. 2 is to report a change in the shares of Common Stock beneficially owned by the Reporting Persons since the filing of Amendment No. 1 to Schedule 13D on February 14, 2001. Item 2. Identity and Background Item 2 is supplemented as follows: The following information is provided about the additional Reporting Person included in this Schedule 13D: James J. Roberts Trust UA dated 12-14-94 whose business address is 1619 Colonial Parkway, Inverness, Illinois 60067. James J. Roberts, Jr. is the trustee of this Trust. Item 5. Interest in Securities of the Issuer Item 5 is supplemented as follows: The percentage calculations set forth in this Item 5 are based on 5,208,284 shares of Common Stock outstanding as of October 31, 2001. On January 28, 2002, Mr. Roberts completed certain estate planning transfers which resulted in an aggregate of 97,944 shares of Common Stock beneficially owned by Mr. Roberts being transferred to the James J. Roberts Trust UA dated 12-14-94 of which Mr. Roberts is the trustee. As a result of such transfers, Mr. Roberts beneficially owns 651,580 shares of the Common Stock as follows: (i) 553,636 shares of Common Stock held by the James J. Roberts, Jr. Trust UA dated 1-23-91 (the "1991 Roberts Trust"), including 31,027 shares of Common Stock issued as a dividend in April 2001 and (ii) 97,944 shares of Common Stock held by the James J. Roberts, Jr. Trust UA dated 12-14-94 (the "1994 Roberts Trust"). Mr. Roberts is trustee of both the 1991 Roberts Trust and the 1994 Roberts Trust. Including the shares of Common Stock beneficially owned by Mr. Blouin, as to which Mr. Roberts shares voting control on specified matters, Mr. Roberts may be deemed to beneficially own 12.5% of the outstanding Common Stock. Mr. Roberts has the sole power to dispose of or to direct the disposition of 651,580 shares of Common Stock. The power to vote or direct the vote of such shares is shared pursuant to the Voting Rights Agreement dated August 30, 1999. Mr. Roberts otherwise disclaims beneficial ownership of any shares owned by Mr. Blouin. Mr. Blouin beneficially owns directly 1,466 shares of Common Stock, including 836 shares of Common Stock owned by him in joint tenancy with his wife and including 30 shares of Common Stock issued to Mr. Blouin as a dividend in April 2001. The shares of Common Stock beneficially owned by Mr. Blouin represent less than one percent of the outstanding Common Stock as of October - ------------------------- -------------------------- CUSIP No. 949765101 Page 7 of 7 Pages - ------------------------- -------------------------- 31, 2002. Including the shares of Common Stock beneficially owned by the other Reporting Persons, as to which Mr. Blouin shares voting control on specified matters, Mr. Blouin may be deemed to beneficially own 12.5% of the outstanding Common Stock. Mr. Blouin has the sole power (or joint power with his wife) to dispose of or to direct the disposition of 1,466 shares of Common Stock. The power to vote or direct the vote of such shares is shared pursuant to the Voting Rights Agreement dated August 30, 1999. Mr. Blouin otherwise disclaims beneficial ownership of any shares owned by the other Reporting Persons. Signature After reasonable inquiry to the best of my knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Dated: February 13, 2002 /s/ John R. Blouin JAMES J. ROBERTS, JR., - ----------------------------- AS TRUSTEE OF THE JAMES J.ROBERTS, JOHN R. BLOUIN JR. TRUST UA DATED 01-23-91 /s/ James J. Roberts, Jr. ----------------------------------- James J. Roberts, Jr. /s/ James J. Roberts, Jr. - ----------------------------- JAMES J. ROBERTS, JR. JAMES J. ROBERTS, JR., AS TRUSTEE OF THE JAMES J. ROBERTS, JR. TRUST UA DATED 12-14-94 /s/ James J. Roberts, Jr. ----------------------------------- James J. Roberts, Jr. -----END PRIVACY-ENHANCED MESSAGE-----